142 notices found with tag "Securities Act"
| Date | Title | Type | Act |
|---|---|---|---|
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21
Jul
2011
|
Notice Under Section 70C of the Securities Act 1978
2011-au5012
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Authorities/Other Agencies of State |
Securities Act
|
|
14
Jul
2011
|
Notice Under Section 70C of the Securities Act 1978
2011-au4806
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Authorities/Other Agencies of State |
Securities Act
|
|
7
Jul
2011
|
Notice Under Section 70C of the Securities Act 1978
2011-au4611
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Authorities/Other Agencies of State |
Securities Act
|
|
31
May
2011
|
Notice Under Section 70C of the Securities Act 1978
2011-au3746
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Authorities/Other Agencies of State |
Securities Act
|
|
15
Apr
2010
|
Notice of Material Incorporated by Reference into the Securities Regulations 2009 and the Securities (Moratorium) Regulations 2009
2010-go2788
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Departmental |
Securities Act
|
|
11
Feb
2008
|
Proposed Recommendation for Regulations to Amend Securities Regulations 1983
2008-au889
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Authorities/Other Agencies of State |
Securities Act
|
|
18
Jan
2007
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2007-au320
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Authorities/Other Agencies of State |
Securities Act
|
|
18
Jan
2007
|
Notice of Revocation of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2007-au319
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Authorities/Other Agencies of State |
Securities Act
|
|
2
Nov
2006
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2006-au7571
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Authorities/Other Agencies of State |
Securities Act
|
|
7
Sep
2006
|
Notice of Approvals to Act as a Statutory Supervisor and as a Trustee Under Section 48 of the Securities Act 1978
2006-au6073
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Authorities/Other Agencies of State |
Securities Act
|
|
19
Jan
2006
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2006-au272
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Authorities/Other Agencies of State |
Securities Act
|
|
21
Jul
2005
|
Notice of Revocation of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2005-au4716
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Authorities/Other Agencies of State |
Securities Act
|
|
21
Jul
2005
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2005-au4715
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Authorities/Other Agencies of State |
Securities Act
|
|
3
Feb
2005
|
Reappointment of Members to the
2005-go571
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Departmental |
Securities Act
|
|
31
Aug
2004
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2004-au5784
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Authorities/Other Agencies of State |
Securities Act
|
|
5
Aug
2004
|
Notice of Revocation of Approval to Act as a
2004-au5205
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Authorities/Other Agencies of State |
Securities Act
|
|
5
Aug
2004
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2004-au5088
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Authorities/Other Agencies of State |
Securities Act
|
|
5
Aug
2004
|
Notice of Approvals to Act as a Statutory Supervisor and as a Trustee Under Section 48 of the Securities Act 1978
2004-au5089
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Authorities/Other Agencies of State |
Securities Act
|
|
5
Aug
2004
|
Notice of Revocation of Approvals to Act as a Statutory Supervisor and/or Trustee Under
2004-au5087
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Authorities/Other Agencies of State |
Securities Act
|
|
8
Apr
2004
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2004-au2320
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Authorities/Other Agencies of State |
Securities Act
|
|
8
Apr
2004
|
Notice of Revocation of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2004-au2321
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Authorities/Other Agencies of State |
Securities Act
|
|
17
Jul
2003
|
Appointments/Reappointments to the
2003-go4416
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Departmental |
Securities Act
|
|
15
May
2003
|
Reappointment of a Member to the
2003-go3011
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Departmental |
Securities Act
|
|
15
Aug
2002
|
Reappointment of Members to the
2002-go5424
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Departmental |
Securities Act
|
|
30
May
2002
|
Reappointment/appointment of Members to the
2002-go3483
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Departmental |
Securities Act
|
|
25
Mar
2002
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2002-au2076
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Authorities/Other Agencies of State |
Securities Act
|
|
4
Oct
2001
|
Notice of Approval to Act as a Trustee Under Section 48 of the Securities Act 1978
2001-au7027
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Authorities/Other Agencies of State |
Securities Act
|
|
4
Oct
2001
|
Notice of Approval to Act as a Trustee and a Statutory Supervisor Under Section 48 of the Securities Act 1978
2001-au7026
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Authorities/Other Agencies of State |
Securities Act
|
|
4
Oct
2001
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2001-au7025
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Authorities/Other Agencies of State |
Securities Act
|
|
27
Sep
2001
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2001-au6770
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Authorities/Other Agencies of State |
Securities Act
|
|
30
Aug
2001
|
Notice of Approval to Act as a Trustee Under Section 48 of the Securities Act 1978
2001-au5990
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Authorities/Other Agencies of State |
Securities Act
|
|
9
Aug
2001
|
Appointment of a Chairperson to the
2001-go5409
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Departmental |
Securities Act
|
|
2
Aug
2001
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2001-au5251
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Authorities/Other Agencies of State |
Securities Act
|
|
19
Jul
2001
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2001-au4930
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Authorities/Other Agencies of State |
Securities Act
|
|
5
Jul
2001
|
Appointment of Chairperson to the
2001-go4499
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Departmental |
Securities Act
|
|
28
Jun
2001
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2001-au4443
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Authorities/Other Agencies of State |
Securities Act
|
|
28
Jun
2001
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2001-au4442
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Authorities/Other Agencies of State |
Securities Act
|
|
22
Feb
2001
|
Appointment of Members to the
2001-go1243
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Departmental |
Securities Act
|
|
22
Feb
2001
|
Appointment of a Member to the
2001-go1242
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Departmental |
Securities Act
|
|
28
Sep
2000
|
Notice of Approval to Act as a Statutory Supervisor Under Section 48 of the Securities Act 1978
2000-au7284
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Authorities/Other Agencies of State |
Securities Act
|
|
20
Apr
2000
|
Appointment of the Chairman and a Member to the Securities Commission
2000-go2767
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Departmental |
Securities Act
|
|
9
Mar
2000
|
Notice of Approval to Act as a Trustee Under Section 48 of the Securities Act 1978
2000-au1688
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Authorities/Other Agencies of State |
Securities Act
|