Notice Title

Financial Markets Conduct (Financial Adviser—Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021

Publication Date
2 Mar 2021

Tags

Exemptions Financial Markets Authority Financial Markets Conduct Act

Notice Number

2021-au731
Title
View PDF
File Type and Size
PDF (22 KB)

Notice Under Section 571 of the Financial Markets Conduct Act 2013

Pursuant to section 572 of the Financial Markets Conduct Act 2013, the Financial Markets Authority on 1 March 2021 varied the exemptions contained in the Financial Markets Conduct (Financial Adviser–Transition to Financial Services Legislation Amendment Act 2019) Exemption Notice 2021.

Copies are available on the Financial Markets Authority’s website www.fma.govt.nz, or on request from the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.