Notice Type
Authorities/Other Agencies of State
Notice Title

Notice Under Section 332 of the Financial Markets Conduct Act 2013

Pursuant to section 331 of the Financial Markets Conduct Act 2013, the Financial Markets Authority on 23 October 2020 approved rule changes for the licensed markets operated by NZX Limited, as contained in the notice Financial Markets Conduct (NZX Rules) Approval of Rule Change Notice 2020 – Change in Regulatory Model.

Amendments to the following rules have been approved:

  • NZX Listing Rules
  • Derivatives Market Rules
  • NZX Participant Rules
  • FSM Listing Rules
  • NZ Markets Disciplinary Tribunal Rules

The approved rule changes will come into effect on a date to be determined by NZX in accordance with the requirements of the relevant rule set.

A copy of the notice is available on the Financial Markets Authority’s website:

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.