Notice Under Section 332 of the Financial Markets Conduct Act 2013

Pursuant to section 331 of the Financial Markets Conduct Act 2013, the Financial Markets Authority on 14 February 2019 approved rule changes for the licensed markets operated by NZX Limited, as contained in the Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 2019. The following rules have been approved:

NZX Participant Rules provided to the Financial Markets Authority for approval on 18 December 2018, as amended on 17 January 2019.

The approved rule changes will come into effect on 1 January 2020 or on a date in the future as determined by NZX in accordance with the Participant Rules at Rule 1.4.

A copy of the notice is available on the Financial Markets Authority’s website: www.fma.govt.nz.

Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.