Notice Under Section 148B of the Financial Advisers Act 2008
Pursuant to section 148 of the Financial Advisers Act 2008, the Financial Markets Authority on 22 April 2016 granted the exemptions contained in the Financial Advisers (Merrill Lynch, Pierce, Fenner & Smith Incorporated) Exemption Notice 2016.
Copies are available on the Financial Markets Authority’s website
Copies are also available for purchase on request to the Financial Markets Authority, Level 2, 1 Grey Street, Wellington, or Level 5, Ernst & Young Building, 2 Takutai Square, Britomart, Auckland, or by post to PO Box 1179, Wellington 6140.