Notice Title

Notice Under the Financial Advisers Act 2008

Publication Date
23 Dec 2010

Tags

Financial Advisers Act Approvals

Notice Number

2010-au9789

Page Number

4463

Issue Number

179
Title
View PDF
Description
Principal Edition, 23 December 2010.
File Type and Size
PDF (459 KB)
Page Number
See page 4463
Pursuant to section 147A(1)(b) of the Financial Advisers Act 2008, notice is given of the approval of standard conditions for incorporation in the grant of QFE status (under section 67 of the Financial Advisers Act 2008).
The standard conditions can be downloaded from the Securities Commission website at
www.seccom.govt.nz/publications/documents/qfe-conditions/
Printed copies are also available from the Securities Commission at Level 8, 56 The Terrace, Wellington.
These standard conditions may be incorporated into a grant of QFE status, subject to any modifications by the Securities Commission from 20 January 2011.
Dated this 23rd day of December 2010.
DAVID MAYHEW, Temporary Deputy Chairman, Securities Commission.