Notice Type
Authorities/Other Agencies of State
Notice Title

Notice Under the Financial Advisers Act 2008

Pursuant to section 147A(1)(b) of the Financial Advisers Act 2008, notice is given of the approval of standard conditions for incorporation in the grant of QFE status (under section 67 of the Financial Advisers Act 2008).
The standard conditions can be downloaded from the Securities Commission website at
www.seccom.govt.nz/publications/documents/qfe-conditions/
Printed copies are also available from the Securities Commission at Level 8, 56 The Terrace, Wellington.
These standard conditions may be incorporated into a grant of QFE status, subject to any modifications by the Securities Commission from 20 January 2011.
Dated this 23rd day of December 2010.
DAVID MAYHEW, Temporary Deputy Chairman, Securities Commission.