Notice Title

Notice Under the Financial Advisers Act 2008

Publication Date
28 Oct 2010

Tags

Financial Advisers Act Approvals

Notice Number

2010-au8334

Page Number

3658

Issue Number

146
Title
View PDF
Description
Principal Edition, 28 October 2010.
File Type and Size
PDF (333 KB)
Page Number
See page 3658
Pursuant to section 147A(1)(a) of the Financial Advisers Act 2008, notice is given of the approval of standard conditions for incorporation in authorisations of financial advisers (under section 55 of the Financial Advisers Act 2008).
The standard conditions can be downloaded from the Securities Commission website at
www.seccom.govt.nz/publications/documents/afa-conditions/
Printed copies are also available from the Securities Commission at Level 8, 56 The Terrace, Wellington.
The standard conditions are incorporated into all grants of authorisation of financial advisers from 1 December 2010.
Dated this 26th day of October 2010.
JANE DIPLOCK AO, Chairperson, Securities Commission.