Notice Type
Authorities/Other Agencies of State
Notice Title

Notice Under the Financial Advisers Act 2008

Pursuant to section 147A(1)(a) of the Financial Advisers Act 2008, notice is given of the approval of standard conditions for incorporation in authorisations of financial advisers (under section 55 of the Financial Advisers Act 2008).
The standard conditions can be downloaded from the Securities Commission website at
Printed copies are also available from the Securities Commission at Level 8, 56 The Terrace, Wellington.
The standard conditions are incorporated into all grants of authorisation of financial advisers from 1 December 2010.
Dated this 26th day of October 2010.
JANE DIPLOCK AO, Chairperson, Securities Commission.