Pursuant to section 147B(1)(d) of the Financial Advisers Act 2008, notice is given of the issue of a consultation paper on standard conditions for qualifying financial entities.
The paper Consultation on Standard Conditions for Qualifying Financial Entities (QFEs) - Disclosure and Related Matters can be downloaded from the Securities Commission website at
www.seccom.govt.nz/publications/documents/qfe-disclosureconditions/
Printed copies are also available from the Securities Commission premises at Level 8, 56 The Terrace, Wellington.
Written submissions can be made to the Securities Commission, Level 8, 56 The Terrace, Wellington 6011, or to PO Box 1179, Wellington 6140, or via email to qfeenquiries@seccom.govt.nz
Submissions close at 5.00pm on Friday 12 November 2010.
Dated this 21st day of October 2010.
JANE DIPLOCK AO, Chairman, Securities Commission.