Notice Title

Notice Under the Financial Advisers Act 2008

Publication Date
9 Sep 2010

Tags

Financial Advisers Act Consultation paper

Notice Number

2010-au7053

Page Number

3104

Issue Number

115
Title
View PDF
Description
Principal Edition, 9 September 2010.
File Type and Size
PDF (509 KB)
Page Number
See page 3104
Pursuant to section 147B(1)(d) of the Financial Advisers Act 2008, notice is given of the issue on 9 September 2010 of a consultation paper on standard conditions for authorised financial advisers.
The paper Consultation - Request for Comment on Proposed Standard Conditions for Authorised Financial Advisers (AFAs) can be downloaded from the Securities Commission website
http://www.seccom.govt.nz/publications/documents/afa-conditions/
Printed copies are also available from the Securities Commission premises at Level 8, 56 The Terrace, Wellington.
Written submissions can be made to The Securities Commission, Level 8, 56 The Terrace, Wellington 6011, or to PO Box 1179, Wellington 6140, or via email to sara.bruce@seccom.govt.nz
Submissions close at 5.00pm on Friday 1 October 2010.
Dated this 9th day of September 2010.
DAVID MAYHEW, Temporary Deputy Chairman, Securities Commission.