Pursuant to section 38 of the Securities Markets Act 1988, the Securities Commission gives the following notice.
N o t i c e
Clause 1: Title and commencement (1) This notice is
the Authorised Futures Dealers Notice (No. 4) 2007 Amendment Notice 2010 and is part of the Authorised Futures Dealers Notice (No. 4) 2007 (the "principal notice")*.
(2) This notice comes into force on the day after the date
of its publication in the New Zealand Gazette.
Clause 2: Schedule amended The Schedule of the principal notice is amended by inserting, in its appropriate alphabetical order, the name "Elementum Advisors, LLC".
Dated at Wellington this 20th day of January 2010.
The Common Seal of the Securities Commission was affixed in the presence of:
[L.S.]
NEVILLE TODD, Member.
*New Zealand Gazette, 30 August 2007, No. 96, page 2564