Notice Type
Authorities/Other Agencies of State
The Authorised Futures Dealers Notice 1999 Pursuant to section 38 of the Securities Amendment Act 1988, the Securities Commission gives the following notice. N o t i c e 1. Title and commencement (1) This notice may be cited as The Authorised Futures Dealers Notice 1999. (2) This notice comes into force on the day after the date of its publication in the New Zealand Gazette. 2. Interpretation (1) In this notice, unless the context otherwise requires: ``the Act'' means the Securities Amendment Act 1988; ``the Exchange'' means the New Zealand Futures and Options Exchange Limited. (2) Any term or expression that is not defined in this notice, but that is defined in the Act, has the meaning given to it by the Act. 3. Authorisation (1) Capital & Asset Management Limited is authorised to carry on the business of dealing in futures contracts generally. (2) The authorisation is subject to the conditions that Capital & Asset Management Limited: (a) is an introducing broker within the meaning of the rules of the Exchange; and (b) is bound by the rules of the Exchange; and that the authorisation applies in respect of futures contracts made on or effected through the Exchange or a futures exchange in a country other than New Zealand which is authorised by the laws of that country to operate as a futures exchange. (3) The authorisation continues in force until it is revoked by the Commission. Dated at Wellington this 26th day of January 1999. l.s. The common seal of the Securities Commission was affixed in the presence of: E. H. ABERNETHY, Chairman.
Publication Date
28 Jan 1999

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