The Authorised Futures Dealers Notice (No. 5) 1999 Pursuant to section 38 of the Securities Amendment Act 1988, the Securities Commission gives the following notice. N o t i c e 1. Title and commencement (1) This notice may be cited as the Authorised Futures Dealers Notice (No. 5) 1999. (2) This notice comes into force on the day after the date of its publication in the New Zealand Gazette. 2. Interpretation (1) In this notice, unless the context otherwise requires: ``Act'' means the Securities Amendment Act 1988: ``Exchange'' means New Zealand Futures and Options Exchange Limited. (2) Any term or expression that is not defined in this notice, but that is defined in the Act, has the meaning given to it by the Act. 3. Authorisation (1) The following persons are authorised to carry on the business of dealing in futures contracts generally: C.T.A Broking Services Limited FGI Asset Management Limited (2) The authorisation of each of these persons is subject to the conditions that the authorised person: (a) is an introducing broker within the meaning of the rules of the Exchange; and (b) is bound by the rules of the Exchange; and that the authorisation applies in respect of futures contracts made on or effected through the Exchange or a futures exchange in a country other than New Zealand which is authorised by the laws of that country to operate as a futures exchange. (3) The authorisation of each of these persons continues in force until it is revoked by the Commission. 4. Authorised Futures Dealers Notice 1999 revoked The Authorised Futures Dealers Notice 1999 is revoked from the close of 31 October 1999. Dated at Wellington this 30th day of August 1999. l.s. The common seal of the Securities Commission was affixed in the presence of: E. H. ABERNETHY, Chairman.