Notice Type
Authorities/Other Agencies of State
The Authorised Futures Dealers Notice 1994 (No. 5) Pursuant to section 38 of the Securities Amendment Act 1988, the Securities Commission gives the following notice. N o t i c e 1. Title and commencement (1) This notice may be cited as the Authorised Futures Dealers Notice 1994 (No. 5). (2) This notice shall come into force on the day of its publication in the New Zealand Gazette. 2. Interpretation (1) In this notice, unless the context otherwise requires ``the Act'' means the Securities Amendment Act 1988: ``the Exchange'' means New Zealand Futures and Options Exchange Limited. (2) Any term or expression that is not defined in this notice, but that is defined in the Act has the meaning given to it by the Act. 3. Strategic Futures and Options Limited authorised to carry on business of dealing in futures contracts (1) Strategic Futures and Options Limited is hereby authorised to carry on the business of dealing in futures contracts generally. (2) The authorisation referred to in subclause (1) of this clause is subject to the condition that Strategic Futures and Options Limited: (a) is an Introducing Broker within the meaning of the rules of the Exchange; and (b) is bound by the rules of the Exchange; and (c) deals only through a Public Broker of the Exchange; and that the authorisation applies only in respect of futures contracts made on or effected through the Exchange or a futures exchange in a country other than New Zealand which is authorised by the laws of that country. Dated at Wellington this 9th day of May 1994. The Common Seal of the Securities Commission was hereunto affixed in the presence of: l.s. M. R. H. WEBB, Member.
Publication Date
12 May 1994

Notice Number

1994-au3451

Page Number

1630