Pursuant to section 94 of the Financial Advisers Act 2008, and following the preparation of a draft revised Code of Professional Conduct for Authorised Financial Advisers by the code committee under section 87 of that Act and by the approval of that draft by the Financial Markets Authority under section 88 and the Minister of Commerce under section 92 of that Act, the Financial Markets Authority gives the following notice.
N o t i c e
1. Title-This notice is the Financial Advisers (Code of Professional Conduct for Authorised Financial Advisers) Notice 2014.
2. Commencement-This notice comes into force on
1 May 2014.
3. Revocation-The Financial Advisers (Code of Professional Conduct for Authorised Financial Advisers) Notice 2010 is revoked*.
4. Date on which the revised Code of Professional Conduct for Authorised Financial Advisers comes into force-All of the provisions of the revised Code of Professional Conduct for Authorised Financial Advisers come into force on 1 May 2014.
5. Availability-The revised Code of Professional Conduct for Authorised Financial Advisers can be viewed on the Financial Markets Authority website
www.fma.govt.nz/help-me-comply/financial-advisers/your-obligations/authorised-financial-advisers-obligations/code-of-professional-conduct-for-afas/
or is available from the Financial Markets Authority,
PO Box 106672, Auckland 1143.
Dated at Wellington this 20th day of March 2014.
ROB EVERETT, Chief Executive Officer, Financial Markets Authority.
*New Zealand Gazette, 28 October 2010, No. 146, page 3670