Notice Type
Authorities/Other Agencies of State
The Authorised Futures Dealers Notice (No. 5) 1998 Pursuant to section 38 (1) of the Securities Amendment Act 1988, the Securities Commission gives the following notice. N o t i c e 1. Title and commencement (1) This notice may be cited as The Authorised Futures Dealers Notice (No. 5) 1998. (2) This notice comes into force on the day of its publication in the New Zealand Gazette. 2. Interpretation (1) In this notice, unless the context otherwise requires: ``Act'' means the Securities Amendment Act 1988. ``Exchange'' means the New Zealand Futures and Options Exchange Limited. (2) Any term or expression that is not defined in this notice, but that is defined in the Act, has the meaning given to it by the Act. 3. B.T. Funds Management (N.Z.) Limited authorised to carry on the business of dealing in futures contracts (1) B.T. Funds Management (N.Z.) Limited is hereby authorised to carry on the business of dealing in futures contracts generally. (2) The authorisation is subject to the condition that B.T. Funds Management (N.Z.) Limited does not carry on business of dealing in futures contracts except: (a) As part of the business of B.T. Funds Management (N.Z.) Limited as a fund manager; or (b) As part of the duties and functions of B.T. Funds Management (N.Z.) Limited as a trustee of any managed funds. (3) The authorisation continues in force until it is revoked by the commission. Dated at Wellington this 10th day of November 1998. l.s. The common seal of the Securities Commission was affixed in the presence of: E. H. ABERNETHY, Chairman.
Publication Date
12 Nov 1998

Notice Number

1998-au8129

Page Number

4351