Notice Type
Authorities/Other Agencies of State
The Authorised Futures Dealers Notice 1997 (No. 4) Pursuant to section 38 of the Securities Amendment Act 1988, the Securities Commission gives the following notice. N o t i c e 1. Title and commencement (1) This notice may be cited as the Authorised Futures Dealers Notice 1997 (No. 4). (2) This notice comes into force on the day of its publication in the New Zealand Gazette. 2. Interpretation (1) In this notice, unless the context otherwise requires: ``the Act'' means the Securities Amendment Act 1988. (2) Any term or expression that is not defined in this notice, but that is defined in the Act, has the meaning given to it by the Act. 3. Merrill Lynch (Australia) Futures Limited authorised to carry on the business of dealing in futures contracts Merrill Lynch (Australia) Futures Limited is hereby authorised to carry on the business of dealing in futures contracts generally. (2) The authorisation referred to in subclause (1) of this clause is subject to the condition that Merrill Lynch (Australia) Futures Limited: (a) is a public broker within the meaning of the rules of the Exchange; and (b) is bound by the rules of the Exchange; and that the authorisation applies only in respect of futures contracts made on or effected through the Exchange or a futures exchange in a country other than New Zealand which is authorised by the laws of that country to operate as a futures exchange. (3) The authorisation granted by subclause (1) of this clause shall continue in force until it is revoked by the Commission. Dated at Wellington this 1st day of July 1997. l.s. The common seal of the Securities Commission was affixed in the presence of: M. R. H. WEBB, Member.
Publication Date
3 Jul 1997

Notice Number

1997-au4488

Page Number

1573