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146 notices found with tag "Securities Markets Act"

Date Title Type Act
11 Dec 2014
Notice Under Section 36K(1) of the Securities Markets Act 1988 2014-au7517
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Authorities/Other Agencies of State

Securities Markets Act
27 Nov 2014
Authorised Futures Dealers (Union Standard International Group Pty Limited) Notice 2014 2014-au7214
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Authorities/Other Agencies of State

Securities Markets Act
31 Oct 2014
The Authorised Futures Dealers (Centurion Finance Limited) Notice 2011 Amendment Notice 2014 2014-au6711
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Authorities/Other Agencies of State

Securities Markets Act
16 Oct 2014
The Authorised Futures Dealers (CMC Markets NZ Limited) Notice 2011 Amendment Notice 2014 2014-au6354
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Authorities/Other Agencies of State

Securities Markets Act
2 Oct 2014
Notice Under Section 36F(3) of the Securities Markets Act 1988 2014-au6138
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Authorities/Other Agencies of State

Securities Markets Act
30 Sep 2014
Authorised Futures Dealers (Pacific Financial Derivatives Limited) Notice 2011 Amendment Notice 2014 2014-au6004
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Authorities/Other Agencies of State

Securities Markets Act
30 Sep 2014
Authorised Futures Dealers (IG Markets Limited) Notice 2009 Amendment Notice 2014 2014-au6009
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Authorities/Other Agencies of State

Securities Markets Act
25 Sep 2014
The Authorised Futures Dealers (Edge Capital Markets Limited) Notice 2011 Amendment Notice 2014 2014-au5990
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Authorities/Other Agencies of State

Securities Markets Act
31 Jul 2014
The Authorised Futures Dealers (Macquarie Bank Limited) Notice 2009 Amendment Notice 2014 2014-au4714
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Authorities/Other Agencies of State

Securities Markets Act
17 Jul 2014
Notice Under Section 36E(9) of the Securities Markets Act 1988 2014-go4439
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Departmental

Securities Markets Act
3 Jul 2014
Notice Under Section 36K(1) of the Securities Markets Act 1988 2014-au4057
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Authorities/Other Agencies of State

Securities Markets Act
12 Jun 2014
Notice Under Section 36K(1) of the Securities Markets Act 1988 2014-au3623
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Authorities/Other Agencies of State

Securities Markets Act
8 May 2014
Authorised Futures Dealers (Standard Chartered Bank) Notice 2014 2014-au2829
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Authorities/Other Agencies of State

Securities Markets Act
27 Mar 2014
The Authorised Futures Dealers (J.P. Morgan Securities LLC) Notice 2014 2014-au1831
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Authorities/Other Agencies of State

Securities Markets Act
27 Mar 2014
Notice Under Section 48A of the Securities Markets Act 1988 2014-au1848
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Authorities/Other Agencies of State

Securities Markets Act
19 Dec 2013
The Authorised Futures Dealers (KVB Kunlun New Zealand Limited) Notice 2013 Amendment Notice 2013 2013-au8115
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Authorities/Other Agencies of State

Securities Markets Act
5 Dec 2013
The Authorised Futures Dealers (HiFX Limited) Notice 2013 Amendment Notice 2013 2013-au6993
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Authorities/Other Agencies of State

Securities Markets Act
14 Nov 2013
Notice Under Section 48A of the Securities Markets Act 1988 2013-au7317
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Authorities/Other Agencies of State

Securities Markets Act
14 Nov 2013
The Authorised Futures Dealers (PricewaterhouseCoopers) Notice 2013 2013-au7311
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Authorities/Other Agencies of State

Securities Markets Act
14 Nov 2013
Notice Under Section 36K(1) of the Securities Markets Act 1988 2013-au7279
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Authorities/Other Agencies of State

Securities Markets Act
7 Nov 2013
Notice Under Section 36K(1) of the Securities Markets Act 1988 2013-au7068
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Authorities/Other Agencies of State

Securities Markets Act
7 Nov 2013
Notice Under Section 48A of the Securities Markets Act 1988 2013-au7138
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Authorities/Other Agencies of State

Securities Markets Act
31 Oct 2013
The Authorised Futures Dealers (iPredict Limited) Notice 2011 Amendment Notice (No. 2) 2013 2013-au6994
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Authorities/Other Agencies of State

Securities Markets Act
31 Oct 2013
The Authorised Futures Dealers (JPMorgan Chase Bank, N.A. and J.P. Morgan Australia Limited) Notice 2013 2013-au6992
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Authorities/Other Agencies of State

Securities Markets Act
26 Sep 2013
The Authorised Futures Dealers (Revocations No. 3) Notice 2013 2013-au6222
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Authorities/Other Agencies of State

Securities Markets Act
26 Sep 2013
The Authorised Futures Dealers (Revocations No. 2) Notice 2013 2013-au6221
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Authorities/Other Agencies of State

Securities Markets Act
29 Aug 2013
The Authorised Futures Dealers (iPredict Limited) Notice 2011 Amendment Notice 2013 2013-au5487
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Authorities/Other Agencies of State

Securities Markets Act
1 Aug 2013
Notice Under Section 48A of the Securities Markets Act 1988 2013-au4720
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Authorities/Other Agencies of State

Securities Markets Act
11 Jul 2013
The Authorised Futures Dealers (ICAP Brokers Pty Limited) Notice 2013 2013-au4333
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Authorities/Other Agencies of State

Securities Markets Act
27 Jun 2013
The Authorised Futures Dealers (KVB Kunlun New Zealand Limited) Notice 2013 2013-au4012
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Authorities/Other Agencies of State

Securities Markets Act
13 Jun 2013
Notice Under Section 36K(1) of the Securities Markets Act 1988 2013-au3506
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Authorities/Other Agencies of State

Securities Markets Act
2 May 2013
Notice Under Section 48A of the Securities Markets Act 1988 2013-au2515
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Authorities/Other Agencies of State

Securities Markets Act
2 May 2013
Notice Under Section 48A of the Securities Markets Act 1988 2013-au2508
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Authorities/Other Agencies of State

Securities Markets Act
26 Apr 2013
Notice Under Section 36K(1) of the Securities Markets Act 1988 2013-au2442
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Authorities/Other Agencies of State

Securities Markets Act
18 Apr 2013
The Authorised Futures Dealers (Revocations) Notice 2013 2013-au2187
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Authorities/Other Agencies of State

Securities Markets Act
18 Apr 2013
The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 11 2013-au2186
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Authorities/Other Agencies of State

Securities Markets Act
18 Apr 2013
The Authorised Futures Dealers Notice 1994 Amendment Notice No. 1 2013-au2185
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Authorities/Other Agencies of State

Securities Markets Act
11 Apr 2013
The Authorised Futures Exchange (ICE Futures U.S., Inc) Notice 2013 2013-au2056
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Authorities/Other Agencies of State

Securities Markets Act
28 Mar 2013
Notice Under Section 48A of the Securities Markets Act 1988 2013-au1875
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Authorities/Other Agencies of State

Securities Markets Act
28 Mar 2013
The Authorised Futures Dealers (HiFX Limited) Notice 2013 2013-au1767
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Authorities/Other Agencies of State

Securities Markets Act
14 Mar 2013
The Authorised Futures Dealers (Fonterra Commodities Limited) Notice 2013 2013-au1549
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Authorities/Other Agencies of State

Securities Markets Act
7 Mar 2013
Notice Under Section 48A of the Securities Markets Act 1988 2013-au1329
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Authorities/Other Agencies of State

Securities Markets Act
29 Nov 2012
The Authorised Futures Dealers (Global Brokers (NZ) Limited) Notice 2012 2012-au7815
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Authorities/Other Agencies of State

Securities Markets Act
1 Nov 2012
Authorised Futures Dealers (MCI Markets Limited) Notice 2012 2012-au7027
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Authorities/Other Agencies of State

Securities Markets Act
25 Oct 2012
Notice Under Section 36K(1) of the Securities Markets Act 1988 2012-au6867
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Authorities/Other Agencies of State

Securities Markets Act
6 Sep 2012
Notice Under Section 36F(3) of the Securities Markets Act 1988 2012-au5619
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Authorities/Other Agencies of State

Securities Markets Act
30 Aug 2012
The Authorised Futures Dealers (Wholesale Dealers) Notice 2012 2012-au5545
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Authorities/Other Agencies of State

Securities Markets Act
26 Jul 2012
The Authorised Futures Dealers (Registered Banks Futures Contracts) Notice 2012 2012-au4711
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Authorities/Other Agencies of State

Securities Markets Act
12 Jul 2012
Notice Under Section 48A of the Securities Markets Act 1988 2012-au4226
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Authorities/Other Agencies of State

Securities Markets Act
12 Jul 2012
The Authorised Futures Dealers (Millennium Capital Management (New Zealand)) Notice 2012 2012-au4225
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Authorities/Other Agencies of State

Securities Markets Act
31 May 2012
The Authorised Futures Dealers Notice (No. 2) 2007 Amendment Notice 2012 2012-au3304
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Authorities/Other Agencies of State

Securities Markets Act
31 May 2012
Notice Under Section 48A of the Securities Markets Act 1988 2012-au3248
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Authorities/Other Agencies of State

Securities Markets Act
24 May 2012
Notice Under Section 48A of the Securities Markets Act 1988 2012-au3158
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Authorities/Other Agencies of State

Securities Markets Act
10 May 2012
The Authorised Futures Dealers (Colchester Global Investors Limited) Notice 2012 2012-au2827
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Authorities/Other Agencies of State

Securities Markets Act
5 Apr 2012
The Authorised Futures Dealers (Financial Transmission Rights) Notice 2012 2012-au1929
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Authorities/Other Agencies of State

Securities Markets Act
23 Feb 2012
The Authorised Futures Exchange (ICE Futures Europe) Notice 2012 2012-au965
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Authorities/Other Agencies of State

Securities Markets Act
2 Feb 2012
The Authorised Futures Exchange (Australian Securities Exchange Limited) Notice 2012 2012-au564
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Authorities/Other Agencies of State

Securities Markets Act
2 Feb 2012
The Authorised Futures Exchange (NZX Limited) Notice 2012 2012-au566
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Authorities/Other Agencies of State

Securities Markets Act
2 Feb 2012
The Authorised Futures Exchange (Revocations) Notice 2012 2012-au565
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Authorities/Other Agencies of State

Securities Markets Act
15 Dec 2011
The Authorised Futures Dealers (Intercontinental Financial Services Corporation Limited) Notice 2011 2011-au8683
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Authorities/Other Agencies of State

Securities Markets Act
24 Nov 2011
The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 10 2011-au8235
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Authorities/Other Agencies of State

Securities Markets Act
27 Oct 2011
The Authorised Futures Dealers (CMC Markets NZ Limited) Notice 2011 2011-au7456
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Authorities/Other Agencies of State

Securities Markets Act
27 Oct 2011
The Authorised Futures Dealers (Centurion Finance Limited) Notice 2011 2011-au7457
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Authorities/Other Agencies of State

Securities Markets Act
29 Sep 2011
The Authorised Futures Dealers (Edge Capital Markets Limited) Notice 2011 2011-au6788
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Authorities/Other Agencies of State

Securities Markets Act
29 Sep 2011
Authorised Futures Dealers (Strategic Capital Management Limited) Notice 2011 2011-au6787
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Authorities/Other Agencies of State

Securities Markets Act
29 Sep 2011
Authorised Futures Dealers (Pacific Financial Derivatives Limited) Notice 2011 2011-au6786
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Authorities/Other Agencies of State

Securities Markets Act
25 Aug 2011
The Authorised Futures Dealers (ICAP New Zealand Limited) Notice 2011 2011-au5877
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Authorities/Other Agencies of State

Securities Markets Act
28 Jul 2011
The Authorised Futures Dealers Notice (No. 2) 2006 Amendment Notice (No. 2) 2011 2011-au5178
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Authorities/Other Agencies of State

Securities Markets Act
28 Jul 2011
Authorised Futures Dealers (Barclays Bank PLC) Notice 2011 2011-au5068
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Authorities/Other Agencies of State

Securities Markets Act
21 Jul 2011
The Authorised Futures Dealers (Shell Eastern Trading (Pte) Limited) Notice 2011 2011-au5015
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Authorities/Other Agencies of State

Securities Markets Act
30 Jun 2011
The Authorised Futures Dealers Notice (No. 3) 2005 Amendment Notice 2011 2011-au4400
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Authorities/Other Agencies of State

Securities Markets Act
30 Jun 2011
The Authorised Futures Dealers (KVB FX Limited) Notice 2009 Amendment Notice 2011 2011-au4399
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Authorities/Other Agencies of State

Securities Markets Act
21 Apr 2011
Authorised Futures Dealers (Bank of New York Mellon) Notice 2011 2011-au2604
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Authorities/Other Agencies of State

Securities Markets Act
21 Apr 2011
The Authorised Futures Dealers Notice (No. 2) 2006 Amendment Notice 2011 2011-au2698
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Authorities/Other Agencies of State

Securities Markets Act
21 Apr 2011
The Authorised Futures Dealers (QS Investors, LLC) Notice 2011 2011-au2697
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Authorities/Other Agencies of State

Securities Markets Act
7 Apr 2011
The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 9 2011-au2310
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Authorities/Other Agencies of State

Securities Markets Act
31 Mar 2011
The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 8 2011-au2090
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Authorities/Other Agencies of State

Securities Markets Act
31 Mar 2011
The Authorised Futures Dealers (Velocity Trade Limited) Notice 2011 2011-au2106
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Authorities/Other Agencies of State

Securities Markets Act
31 Mar 2011
The Authorised Futures Dealers (iPredict Limited) Notice 2011 2011-au2068
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Authorities/Other Agencies of State

Securities Markets Act
24 Mar 2011
The Authorised Futures Dealers (J.P. Morgan Securities Australia Limited) Notice 2010 Amendment Notice 2011 2011-au1927
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Authorities/Other Agencies of State

Securities Markets Act
24 Mar 2011
The Authorised Futures Dealers (JPMorgan Chase Bank, N.A. and J.P. Morgan Australia Limited) Notice 2008 Amendment Notice 2011 2011-au1926
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Authorities/Other Agencies of State

Securities Markets Act
23 Dec 2010
The Authorised Futures Dealers (J.P. Morgan Securities Australia Limited) Notice 2010 2010-au9844
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Authorities/Other Agencies of State

Securities Markets Act
9 Sep 2010
The Authorised Futures Exchange (NZX Limited) Notice 2010 2010-au7048
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Authorities/Other Agencies of State

Securities Markets Act
9 Sep 2010
The Authorised Futures Dealers (NZCDC Settlement System and NZX Derivatives Market) Notice 2010 2010-au7047
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Authorities/Other Agencies of State

Securities Markets Act
19 Aug 2010
The Authorised Futures Dealers (Rabobank Nederland) Notice 2010 2010-au6498
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Authorities/Other Agencies of State

Securities Markets Act
5 Aug 2010
The Authorised Futures Dealers (Rabobank Nederland) Notice 2010 2010-au6058
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Authorities/Other Agencies of State

Securities Markets Act
13 May 2010
The Authorised Futures Dealers (Asia-Pacific 2010-au3656
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Authorities/Other Agencies of State

Securities Markets Act
18 Feb 2010
The Authorised Futures Dealers (Latitude FX Limited) Amendment Notice 2010 2010-au1206
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Authorities/Other Agencies of State

Securities Markets Act
28 Jan 2010
The Authorised Futures Dealers Notice (No. 4) 2007 Amendment Notice 2010 2010-au551
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Authorities/Other Agencies of State

Securities Markets Act
26 Nov 2009
The Authorised Futures Dealers Notice (No. 3) 2005 Amendment Notice 2009 2009-au9776
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Authorities/Other Agencies of State

Securities Markets Act
5 Nov 2009
The Authorised Futures Dealers (Savings & Investments Limited) Notice 2009 2009-au9099
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Authorities/Other Agencies of State

Securities Markets Act
15 Oct 2009
The Authorised Futures Dealers (Centurion Finance Limited) Notice 2009 2009-au8551
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Authorities/Other Agencies of State

Securities Markets Act
1 Oct 2009
Authorised Futures Dealers (IG Markets Limited) Notice 2009 2009-au8101
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Authorities/Other Agencies of State

Securities Markets Act
24 Sep 2009
The Authorised Futures Dealers (Commonwealth Securities Limited) Notice 2009 Amendment 2009-au7882
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Authorities/Other Agencies of State

Securities Markets Act
10 Sep 2009
The Authorised Futures Dealers (Commonwealth Securities Limited) Notice 2009 2009-au7572
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Authorities/Other Agencies of State

Securities Markets Act
23 Jul 2009
The Authorised Futures Dealers (Figure Eight Global Investors Limited) Notice 2009 2009-au6229
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Authorities/Other Agencies of State

Securities Markets Act
9 Jul 2009
The Authorised Futures Dealers (Macquarie Bank Limited) Notice 2009 2009-au5862
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Authorities/Other Agencies of State

Securities Markets Act
25 Jun 2009
The Authorised Futures Dealers (KVB FX Limited) Notice 2009 2009-au5457
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Authorities/Other Agencies of State

Securities Markets Act
19 Feb 2009
The Authorised Futures Dealers (Direct FX Limited) Notice 2009 2009-au1511
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Authorities/Other Agencies of State

Securities Markets Act
19 Feb 2009
The Authorised Futures Dealers (Latitude FX Limited) Notice 2009 2009-au1505
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Authorities/Other Agencies of State

Securities Markets Act
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