123 notices found with tag "Authorised futures dealers"
Date | Title | Type | Act |
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27
Nov
2014
|
Authorised Futures Dealers (Union Standard International Group Pty Limited) Notice 2014
2014-au7214
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Authorities/Other Agencies of State |
Securities Markets Act
|
31
Oct
2014
|
The Authorised Futures Dealers (Centurion Finance Limited) Notice 2011 Amendment Notice 2014
2014-au6711
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Authorities/Other Agencies of State |
Securities Markets Act
|
16
Oct
2014
|
The Authorised Futures Dealers (CMC Markets NZ Limited) Notice 2011 Amendment Notice 2014
2014-au6354
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Authorities/Other Agencies of State |
Securities Markets Act
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30
Sep
2014
|
Authorised Futures Dealers (Pacific Financial Derivatives Limited) Notice 2011 Amendment Notice 2014
2014-au6004
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Authorities/Other Agencies of State |
Securities Markets Act
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30
Sep
2014
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Authorised Futures Dealers (IG Markets Limited) Notice 2009 Amendment Notice 2014
2014-au6009
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Authorities/Other Agencies of State |
Securities Markets Act
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25
Sep
2014
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The Authorised Futures Dealers (Edge Capital Markets Limited) Notice 2011 Amendment Notice 2014
2014-au5990
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Authorities/Other Agencies of State |
Securities Markets Act
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31
Jul
2014
|
The Authorised Futures Dealers (Macquarie Bank Limited) Notice 2009 Amendment Notice 2014
2014-au4714
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Authorities/Other Agencies of State |
Securities Markets Act
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8
May
2014
|
Authorised Futures Dealers (Standard Chartered Bank) Notice 2014
2014-au2829
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Authorities/Other Agencies of State |
Securities Markets Act
|
27
Mar
2014
|
The Authorised Futures Dealers (J.P. Morgan Securities LLC) Notice 2014
2014-au1831
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Authorities/Other Agencies of State |
Securities Markets Act
|
19
Dec
2013
|
The Authorised Futures Dealers (KVB Kunlun New Zealand Limited) Notice 2013 Amendment Notice 2013
2013-au8115
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Authorities/Other Agencies of State |
Securities Markets Act
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5
Dec
2013
|
The Authorised Futures Dealers (HiFX Limited) Notice 2013 Amendment Notice 2013
2013-au6993
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Authorities/Other Agencies of State |
Securities Markets Act
|
14
Nov
2013
|
The Authorised Futures Dealers (PricewaterhouseCoopers) Notice 2013
2013-au7311
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Authorities/Other Agencies of State |
Securities Markets Act
|
31
Oct
2013
|
The Authorised Futures Dealers (iPredict Limited) Notice 2011 Amendment Notice (No. 2) 2013
2013-au6994
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Authorities/Other Agencies of State |
Securities Markets Act
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31
Oct
2013
|
The Authorised Futures Dealers (JPMorgan Chase Bank, N.A. and J.P. Morgan Australia Limited) Notice 2013
2013-au6992
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Authorities/Other Agencies of State |
Securities Markets Act
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26
Sep
2013
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The Authorised Futures Dealers (Revocations No. 3) Notice 2013
2013-au6222
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Authorities/Other Agencies of State |
Securities Markets Act
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26
Sep
2013
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The Authorised Futures Dealers (Revocations No. 2) Notice 2013
2013-au6221
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Authorities/Other Agencies of State |
Securities Markets Act
|
29
Aug
2013
|
The Authorised Futures Dealers (iPredict Limited) Notice 2011 Amendment Notice 2013
2013-au5487
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Authorities/Other Agencies of State |
Securities Markets Act
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11
Jul
2013
|
The Authorised Futures Dealers (ICAP Brokers Pty Limited) Notice 2013
2013-au4333
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Authorities/Other Agencies of State |
Securities Markets Act
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27
Jun
2013
|
The Authorised Futures Dealers (KVB Kunlun New Zealand Limited) Notice 2013
2013-au4012
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Authorities/Other Agencies of State |
Securities Markets Act
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18
Apr
2013
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The Authorised Futures Dealers (Revocations) Notice 2013
2013-au2187
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Authorities/Other Agencies of State |
Securities Markets Act
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18
Apr
2013
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The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 11
2013-au2186
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Authorities/Other Agencies of State |
Securities Markets Act
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18
Apr
2013
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The Authorised Futures Dealers Notice 1994 Amendment Notice No. 1
2013-au2185
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Authorities/Other Agencies of State |
Securities Markets Act
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28
Mar
2013
|
The Authorised Futures Dealers (HiFX Limited) Notice 2013
2013-au1767
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Authorities/Other Agencies of State |
Securities Markets Act
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14
Mar
2013
|
The Authorised Futures Dealers (Fonterra Commodities Limited) Notice 2013
2013-au1549
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Authorities/Other Agencies of State |
Securities Markets Act
|
29
Nov
2012
|
The Authorised Futures Dealers (Global Brokers (NZ) Limited) Notice 2012
2012-au7815
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Authorities/Other Agencies of State |
Securities Markets Act
|
1
Nov
2012
|
Authorised Futures Dealers (MCI Markets Limited) Notice 2012
2012-au7027
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Authorities/Other Agencies of State |
Securities Markets Act
|
30
Aug
2012
|
The Authorised Futures Dealers (Wholesale Dealers) Notice 2012
2012-au5545
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Authorities/Other Agencies of State |
Securities Markets Act
|
26
Jul
2012
|
The Authorised Futures Dealers (Registered Banks Futures Contracts) Notice 2012
2012-au4711
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Authorities/Other Agencies of State |
Securities Markets Act
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12
Jul
2012
|
The Authorised Futures Dealers (Millennium Capital Management (New Zealand)) Notice 2012
2012-au4225
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Authorities/Other Agencies of State |
Securities Markets Act
|
31
May
2012
|
The Authorised Futures Dealers Notice (No. 2) 2007 Amendment Notice 2012
2012-au3304
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Authorities/Other Agencies of State |
Securities Markets Act
|
10
May
2012
|
The Authorised Futures Dealers (Colchester Global Investors Limited) Notice 2012
2012-au2827
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Authorities/Other Agencies of State |
Securities Markets Act
|
5
Apr
2012
|
The Authorised Futures Dealers (Financial Transmission Rights) Notice 2012
2012-au1929
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Authorities/Other Agencies of State |
Securities Markets Act
|
15
Dec
2011
|
The Authorised Futures Dealers (Intercontinental Financial Services Corporation Limited) Notice 2011
2011-au8683
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Authorities/Other Agencies of State |
Securities Markets Act
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24
Nov
2011
|
The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 10
2011-au8235
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Authorities/Other Agencies of State |
Securities Markets Act
|
27
Oct
2011
|
The Authorised Futures Dealers (CMC Markets NZ Limited) Notice 2011
2011-au7456
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Authorities/Other Agencies of State |
Securities Markets Act
|
27
Oct
2011
|
The Authorised Futures Dealers (Centurion Finance Limited) Notice 2011
2011-au7457
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Authorities/Other Agencies of State |
Securities Markets Act
|
29
Sep
2011
|
The Authorised Futures Dealers (Edge Capital Markets Limited) Notice 2011
2011-au6788
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Authorities/Other Agencies of State |
Securities Markets Act
|
29
Sep
2011
|
Authorised Futures Dealers (Strategic Capital Management Limited) Notice 2011
2011-au6787
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Authorities/Other Agencies of State |
Securities Markets Act
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29
Sep
2011
|
Authorised Futures Dealers (Pacific Financial Derivatives Limited) Notice 2011
2011-au6786
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Authorities/Other Agencies of State |
Securities Markets Act
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25
Aug
2011
|
The Authorised Futures Dealers (ICAP New Zealand Limited) Notice 2011
2011-au5877
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Authorities/Other Agencies of State |
Securities Markets Act
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28
Jul
2011
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The Authorised Futures Dealers Notice (No. 2) 2006 Amendment Notice (No. 2) 2011
2011-au5178
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Authorities/Other Agencies of State |
Securities Markets Act
|
28
Jul
2011
|
Authorised Futures Dealers (Barclays Bank PLC) Notice 2011
2011-au5068
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Authorities/Other Agencies of State |
Securities Markets Act
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21
Jul
2011
|
The Authorised Futures Dealers (Shell Eastern Trading (Pte) Limited) Notice 2011
2011-au5015
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Authorities/Other Agencies of State |
Securities Markets Act
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30
Jun
2011
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The Authorised Futures Dealers Notice (No. 3) 2005 Amendment Notice 2011
2011-au4400
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Authorities/Other Agencies of State |
Securities Markets Act
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30
Jun
2011
|
The Authorised Futures Dealers (KVB FX Limited) Notice 2009 Amendment Notice 2011
2011-au4399
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Authorities/Other Agencies of State |
Securities Markets Act
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21
Apr
2011
|
Authorised Futures Dealers (Bank of New York Mellon) Notice 2011
2011-au2604
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Authorities/Other Agencies of State |
Securities Markets Act
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21
Apr
2011
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The Authorised Futures Dealers Notice (No. 2) 2006 Amendment Notice 2011
2011-au2698
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Authorities/Other Agencies of State |
Securities Markets Act
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21
Apr
2011
|
The Authorised Futures Dealers (QS Investors, LLC) Notice 2011
2011-au2697
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Authorities/Other Agencies of State |
Securities Markets Act
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7
Apr
2011
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The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 9
2011-au2310
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Authorities/Other Agencies of State |
Securities Markets Act
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31
Mar
2011
|
The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 8
2011-au2090
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Authorities/Other Agencies of State |
Securities Markets Act
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31
Mar
2011
|
The Authorised Futures Dealers (Velocity Trade Limited) Notice 2011
2011-au2106
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Authorities/Other Agencies of State |
Securities Markets Act
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31
Mar
2011
|
The Authorised Futures Dealers (iPredict Limited) Notice 2011
2011-au2068
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Authorities/Other Agencies of State |
Securities Markets Act
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24
Mar
2011
|
The Authorised Futures Dealers (J.P. Morgan Securities Australia Limited) Notice 2010 Amendment Notice 2011
2011-au1927
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Authorities/Other Agencies of State |
Securities Markets Act
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24
Mar
2011
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The Authorised Futures Dealers (JPMorgan Chase Bank, N.A. and J.P. Morgan Australia Limited) Notice 2008 Amendment Notice 2011
2011-au1926
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Authorities/Other Agencies of State |
Securities Markets Act
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23
Dec
2010
|
The Authorised Futures Dealers (J.P. Morgan Securities Australia Limited) Notice 2010
2010-au9844
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Authorities/Other Agencies of State |
Securities Markets Act
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9
Sep
2010
|
The Authorised Futures Dealers (NZCDC Settlement System and NZX Derivatives Market) Notice 2010
2010-au7047
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Authorities/Other Agencies of State |
Securities Markets Act
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19
Aug
2010
|
The Authorised Futures Dealers (Rabobank Nederland) Notice 2010
2010-au6498
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Authorities/Other Agencies of State |
Securities Markets Act
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5
Aug
2010
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The Authorised Futures Dealers (Rabobank Nederland) Notice 2010
2010-au6058
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Authorities/Other Agencies of State |
Securities Markets Act
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13
May
2010
|
The Authorised Futures Dealers (Asia-Pacific
2010-au3656
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Authorities/Other Agencies of State |
Securities Markets Act
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18
Feb
2010
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The Authorised Futures Dealers (Latitude FX Limited) Amendment Notice 2010
2010-au1206
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Authorities/Other Agencies of State |
Securities Markets Act
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28
Jan
2010
|
The Authorised Futures Dealers Notice (No. 4) 2007 Amendment Notice 2010
2010-au551
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Authorities/Other Agencies of State |
Securities Markets Act
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26
Nov
2009
|
The Authorised Futures Dealers Notice (No. 3) 2005 Amendment Notice 2009
2009-au9776
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Authorities/Other Agencies of State |
Securities Markets Act
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5
Nov
2009
|
The Authorised Futures Dealers (Savings & Investments Limited) Notice 2009
2009-au9099
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Authorities/Other Agencies of State |
Securities Markets Act
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15
Oct
2009
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The Authorised Futures Dealers (Centurion Finance Limited) Notice 2009
2009-au8551
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Authorities/Other Agencies of State |
Securities Markets Act
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1
Oct
2009
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Authorised Futures Dealers (IG Markets Limited) Notice 2009
2009-au8101
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Authorities/Other Agencies of State |
Securities Markets Act
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24
Sep
2009
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The Authorised Futures Dealers (Commonwealth Securities Limited) Notice 2009 Amendment
2009-au7882
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Authorities/Other Agencies of State |
Securities Markets Act
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10
Sep
2009
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The Authorised Futures Dealers (Commonwealth Securities Limited) Notice 2009
2009-au7572
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Authorities/Other Agencies of State |
Securities Markets Act
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23
Jul
2009
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The Authorised Futures Dealers (Figure Eight Global Investors Limited) Notice 2009
2009-au6229
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Authorities/Other Agencies of State |
Securities Markets Act
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9
Jul
2009
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The Authorised Futures Dealers (Macquarie Bank Limited) Notice 2009
2009-au5862
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Authorities/Other Agencies of State |
Securities Markets Act
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25
Jun
2009
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The Authorised Futures Dealers (KVB FX Limited) Notice 2009
2009-au5457
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Authorities/Other Agencies of State |
Securities Markets Act
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19
Feb
2009
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The Authorised Futures Dealers (Direct FX Limited) Notice 2009
2009-au1511
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Authorities/Other Agencies of State |
Securities Markets Act
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19
Feb
2009
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The Authorised Futures Dealers (Latitude FX Limited) Notice 2009
2009-au1505
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Authorities/Other Agencies of State |
Securities Markets Act
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27
Nov
2008
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The Authorised Futures Dealers Notice (No. 3) 2005 Amendment Notice (No. 2) 2008
2008-au9023
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Authorities/Other Agencies of State |
Securities Markets Act
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30
Oct
2008
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The Authorised Futures Dealers (JPMorgan Chase Bank, N.A., and J.P. Morgan Australia Limited) Notice 2008
2008-au8009
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Authorities/Other Agencies of State |
Securities Markets Act
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28
Aug
2008
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The Authorised Futures Dealers Notice (iPredict Limited) 2008
2008-au6316
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Authorities/Other Agencies of State |
Securities Markets Act
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3
Apr
2008
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The Authorised Futures Dealers Notice 2008
2008-au2239
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Authorities/Other Agencies of State |
Securities Markets Act
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13
Mar
2008
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The Authorised Futures Dealers Notice (No. 4) 2004 Amendment Notice 2008
2008-au1777
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Authorities/Other Agencies of State |
Securities Markets Act
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13
Mar
2008
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The Authorised Futures Dealers Notice (No. 3) 2005 Amendment Notice 2008
2008-au1776
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Authorities/Other Agencies of State |
Securities Markets Act
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13
Mar
2008
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The Authorised Futures Dealers Notice (No. 4) 2006 Amendment Notice 2008
2008-au1775
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Authorities/Other Agencies of State |
Securities Markets Act
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20
Dec
2007
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The Authorised Futures Dealers Notice (No. 3) 2005 Amendment Notice 2007
2007-au8843
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Authorities/Other Agencies of State |
Securities Markets Act
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29
Nov
2007
|
The Authorised Futures Dealers Notice (No. 4) 2007 Amendment Notice 2007
2007-au8295
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Authorities/Other Agencies of State |
Securities Markets Act
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30
Aug
2007
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The Authorised Futures Dealers Notice (No. 4) 2007
2007-au6001
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Authorities/Other Agencies of State |
Securities Markets Act
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7
Jun
2007
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The Authorised Futures Dealers Notice (No. 3) 2007
2007-au3653
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Authorities/Other Agencies of State |
Securities Markets Act
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3
May
2007
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The Authorised Futures Dealers Notice (No. 2) 2007
2007-au2933
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Authorities/Other Agencies of State |
Securities Markets Act
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8
Feb
2007
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The Authorised Futures Dealers Notice 2007
2007-au793
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Authorities/Other Agencies of State |
Securities Markets Act
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14
Dec
2006
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The Authorised Futures Dealers Notice 1997 (No. 3) Amendment Notice No. 7
2006-au8732
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Authorities/Other Agencies of State |
Securities Markets Act
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2
Nov
2006
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The Authorised Futures Dealers Notice (No. 4) 2006
2006-au7578
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Authorities/Other Agencies of State |
Securities Markets Act
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17
Aug
2006
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The Authorised Futures Dealers Notice (No. 3) 2006
2006-au5544
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Authorities/Other Agencies of State |
Securities Markets Act
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13
Apr
2006
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The Authorised Futures Dealers Notice (No. 2) 2006
2006-au2438
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Authorities/Other Agencies of State |
Securities Markets Act
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23
Feb
2006
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The Authorised Futures Dealers Notice 2006
2006-au1192
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Authorities/Other Agencies of State |
Securities Markets Act
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24
Nov
2005
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The Authorised Futures Dealers Notice (No. 3) 2005
2005-au7891
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Authorities/Other Agencies of State |
Securities Markets Act
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30
Jun
2005
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The Authorised Futures Dealers Notice (No. 2) 2005
2005-au4131
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Authorities/Other Agencies of State |
Securities Markets Act
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26
May
2005
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The Authorised Futures Dealers Notice 2005
2005-au3285
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Authorities/Other Agencies of State |
Securities Markets Act
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10
Feb
2005
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The Authorised Futures Dealers Notice (No. 6) 2003 Amendment Notice 2005
2005-au769
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Authorities/Other Agencies of State |
Securities Markets Act
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18
Nov
2004
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The Authorised Futures Dealers Notice (No. 5) 2004
2004-au7641
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Authorities/Other Agencies of State |
Securities Markets Act
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18
Nov
2004
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The Authorised Futures Dealers Notice (No. 6) 2004
2004-au7620
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Authorities/Other Agencies of State |
Securities Markets Act
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21
Oct
2004
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The Authorised Futures Dealers Notice (No. 4) 2004
2004-au7041
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Authorities/Other Agencies of State |
Securities Markets Act
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29
Apr
2004
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The Authorised Futures Dealers Notice (No. 2) 2004
2004-au2743
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Authorities/Other Agencies of State |
Securities Markets Act
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29
Apr
2004
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The Authorised Futures Dealers Notice (No. 3) 2004
2004-au2744
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Authorities/Other Agencies of State |
Securities Markets Act
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29
Apr
2004
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The Authorised Futures Dealers Notice 2004
2004-au2738
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Authorities/Other Agencies of State |
Securities Markets Act
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