300 notices found under "Financial Markets Authority"

Date Title Type Act
Publication Date
4 Jun 2018

Notice Under Section 571 of the Financial Markets Conduct Act 2013

2018-au2718 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
5 Nov 2015

Notice Under Section 571 of the Financial Markets Conduct Act 2013

2015-au6478 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
5 Nov 2015

Notice Under Section 571 of the Financial Markets Conduct Act 2013

2015-au6479 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
15 Sep 2020

Financial Markets Conduct (KiwiWRAP KiwiSaver Scheme) Exemption Notice 2020

2020-au4274 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
7 Dec 2022

Notice Under Section 55 of the Auditor Regulation Act 2011

2022-au5358 Preview

Authorities/Other Agencies of State

Auditor Regulation Act

Publication Date
27 Oct 2021

Financial Markets Conduct (Corporate Trustees) Exemption Notice 2021

2021-au4639 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
26 May 2016

Notice Under Section 148B of the Financial Advisers Act 2008

2016-au2977 Preview

Authorities/Other Agencies of State

Financial Advisers Act

Publication Date
29 Jun 2022

Financial Markets Conduct (Futurity Investment Group Limited) Exemption Notice 2022

2022-sl2596 Preview

Secondary Legislation

Legislation Act

Publication Date
30 Nov 2018

Notice Under Section 55(1) of the Auditor Regulation Act 2011

2018-au6092 Preview

Authorities/Other Agencies of State

Auditor Regulation Act

Publication Date
29 Jun 2017

Notice Under Section 332 of the Financial Markets Conduct Act 2013

2017-au3183 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
5 Nov 2015

Notice Under Section 571 of the Financial Markets Conduct Act 2013

2015-au6477 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
21 Apr 2016

Notice Under Section 70C of the Securities Act 1978

2016-au2196 Preview

Authorities/Other Agencies of State

Securities Act

Publication Date
18 Feb 2019

Financial Markets Conduct (NZX Participant Rules) Approval of Rule Change Notice 2019

2019-au739 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
20 Jul 2022

Financial Markets Conduct (The City of London Investment Trust plc) Exemption Notice 2022

2022-sl2994 Preview

Secondary Legislation

Legislation Act

Publication Date
7 Sep 2021

Notice Under Section 571 of the Financial Markets Conduct Act 2013

2021-au3864 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

Publication Date
3 Nov 2020

Financial Markets Conduct (Sharesies Limited) Exemption Notice 2020

2020-au5047 Preview

Authorities/Other Agencies of State

Financial Markets Conduct Act

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